SAN JOSE — A wrongful conviction lawsuit from a man incarcerated 17 years for a San Jose drive-by shooting — based on flimsy witness identifications that were later recanted — has been allowed to proceed toward trial by a federal judge.
Lionel Rubalcava, 45, was exonerated with a finding of factual innocence in 2019 after the Northern California Innocence Project — run out of Santa Clara University — took on the case.
Attorneys and students with the project raised serious questions about the trial evidence and urged the Santa Clara County district attorney and public defender offices to revisit the conviction, which led to Rubalcava gaining his freedom. A year later, he filed a federal civil lawsuit against the city of San Jose, the San Jose Police Department, and several officers.
On Wednesday, federal Judge Beth Labson Freeman allowed claims against three San Jose police officers at the time — Topui Fonua, Joe Perez and Steven Spillman — to head toward trial, rejecting city legal arguments to toss the lawsuit. Several other officers initially named in the lawsuit have since been dropped from the case, as was the city.
“I’m grateful the court has ruled that the police officers who put me behind bars for 17 years have to answer to a jury,” Rubalcava said in a statement Thursday. “The state declared my actual innocence in 2019, and now there’s no one but the officers whose actions led to my wrongful conviction that are still trying to justify their misconduct.”
Neufeld Scheck Brustin Hoffmann and Freudenberger, a New York-based law firm, is representing Rubalcava. The firm famously secured a massive $13.1 million payout in 2019 from the city of San Francisco to Jamal Trulove. A federal civil jury determined that Trulove was framed by SFPD in the murder of his friend; he served seven years in prison before his conviction was overturned.
“It should have been obvious from the beginning that the police had the wrong person in custody, but instead they fabricated evidence and got witnesses to falsely identify our client,” attorney Anna Benvenutti Hoffmann said in a statement. “We look forward to presenting our evidence to a jury and obtaining vindication for Mr. Rubalcava.”
The San Jose City Attorney’s Office declined comment on Freeman’s ruling Thursday.
Perez and Spillman left the police department in 2018 and 2015, respectively. Fonua continues to work as a San Jose police officer. They will continue to be represented by the city in the lawsuit since the claims involve acts while they were performing duties as city employees.
The crux of Rubalcava’s claims revolve around allegations that investigating officers ignored ample evidence — including uncertain witness identifications and the fact he was dozens of miles away — from a drive-by shooting on Mastic Avenue in 2002 that paralyzed a man from the waist down.
Three primary witnesses whose accounts formed the basis of Rubalcava’s arrest and attempted murder conviction, both during the trial and 20 years later in civil depositions, asserted that they weren’t certain that Rubalcava was the shooter, were pushed into making a positive identification, or outright denied that he was at the crime scene. One of those witnesses was the shooting victim himself.
Even so, the lawsuit claims, the defendant officers moved ahead with an investigation that ultimately led to Rubalcava being prosecuted and imprisoned.
Judge Freeman ruled Wednesday that a jury trial can decide whether the three officers fabricated their police reports, stating in a written opinion: “A jury reasonably could infer that Perez, Fonua, and Spillman falsified the police reports for the purpose of depriving Rubalcava of constitutional rights.”
Freeman also allowed a conspiracy claim to proceed toward trial, writing that since the three officers “worked closely and in tandem to fabricate witness identifications, the Court finds that a jury reasonably could infer that those officers conspired to deprive him of the constitutional due process right” against being subject to baseless prosecution.
Barring a settlement being reached, a prospective trial would begin in August.
