Compass Direct LLC’s 2024 Registration in North Carolina

North Carolina Department of the Secretary of State Charitable Solicitation Licensing Division P.O. Box 29622 Raleigh, NC 27626-0622 Telephone: 919-814-5400 1. Application Type: ☐ Initial ☑ Renewal 2. Applicant's Full Business Legal Name: Compass Direct LLC CAROLINA 4. Applicant's Principal Street Address: 300 Independence Ave SE City: Washington State: DC Fund-Raising Consultant License Application Form Issue Date: 10/21/2003 Revised 2/16/18 Page 1 of 2 3. Applicant's Principal Telephone Number: (202) 318-5050 5. Applicant's Mailing Address: c/o Charles H. Nave, P.C., 316 Mountain Avenue SW City: Roanoke 6. Applicant's Internet Site Address: N/A Zip Code: 20003 State: VA Zip Code: 24016 7. Applicant's Contact Person Email Address: secretary@compassprofessional.com 8. Legal Form of Applicant's Business: ☐ Sole Proprietor/Individual ☑ Limited Liability Corporation ☐ Corporation Limited Liability Partnership ☐ General Partnership ☐ Other 9. Applicant's State of Establishment: Delaware 10. Applicant's Date of Establishment: 7/24/2023 11. For non-NC corporations: Provide either of the following to verify the applicant's current legal existence: 1. Certificate of Existence or Certificate of Good Standing from state of incorporation dated no more than six months prior to date of signing of application, or 2. Actual webpage screenshot found on a publicly accessible regulatory authority website dated no more than thirty (30) days prior to the date the license application was signed that includes the following elements: • Exact name of the entity as it appears on the license application; and • Language clearly verifying its status as a corporation in good standing in the state of incorporation (i.e. "current" or "active"); and • Date the information was printed on the face of the document. For un-incorporated NC applicants: Provide a copy of your assumed name certificate filed with the register of deeds, showing the register of deeds' stamp. 12. If Applicant's principal place of business is located outside North Carolina, ATTACH list of street addresses of any applicant offices located in North Carolina. ATTACHMENT 12 included? ☐ Yes ☑ No NC office ☐ Yes 13. Are ANY of applicant's' owners, directors, officers, or employees RELATED as parent, spouse, child, or sibling to ANY of applicant's other directors, officers, owners, or employees? ☐ Yes ☑ No If answer is YES, attach a brief written explanation. ATTACHMENT 13 included? ☐ Yes 14. Are ANY of applicant's' owners, directors, officers, or employees RELATED as parent, spouse, child, or sibling to ANY officer, director, trustee, or employee of any charitable organization or sponsor under contract with applicant? ☐ Yes ☑ No If answer is YES, attach a brief written explanation, ATTACHMENT 14 included? 15. Are ANY of applicant's' owners, directors, officers, or employees RELATED as parent, spouse, child, or sibling to ANY supplier or vendor providing goods or services to any charitable organization or sponsor under contract with the applicant? ☐ Yes ☑ No If answer is YES, attach a brief written explanation. ATTACHMENT 15 included? ☐ Yes 16. Within the last five (5) years, has the applicant, or any of the applicant's directors, officers, employees, agents, or persons with a controlling interest in the applicant been convicted of ANY felony? ☐ Yes ☑ No ATTACHMENT 16 included? ☐ Yes If answer is YES, attach a brief written explanation. 17. Within the last five (5) years, has the applicant, or any of the applicant's directors, officers, employees, agents, or persons with a controlling interest in the applicant been convicted of ANY misdemeanor arising from the conduct of a solicitation for ANY charitable organization or sponsor OR charitable or sponsor purpose? If answer is YES, attach a brief written explanation. ☐ Yes ☑ No ATTACHMENT 17 included? ☐ Yes 18. Within the last five (5) years, has the applicant, or any of the applicant's directors, officers, employees, agents, or persons with a controlling interest in the applicant been enjoined from violating ANY charitable solicitation law in this or ANY other state? ☐ Yes ☑ No ATTACHMENT 18 included? If answer is YES, attach a brief written explanation. Yes \\DISKSTATION\share\HotDocs Templates\HotDocs Answers\Fundraisers\CD\230905 CD 2023 Answers.anx

North Carolina Department of the Secretary of State Charitable Solicitation Licensing Division P.O. Box 29622 Raleigh, NC 27626-0622 Telephone: 919-814-5400 EPARTMENT CAFTARY LA STATE Fund-Raising Consultant License Application Form Issue Date: 10/21/2003 Revised 2/16/18 Page 2 of 2 19. ATTACH a list of the NAMES and PHYSICAL RESIDENCE ADDRESSES of ALL of applicant's directors, officers, and owners. This section must be completed for sole proprietorships, partnerships, and corporations of all types. ATTACHMENT 19 included? 20. ATTACH the required fee of two hundred dollars ($200.00) (make check payable to: NC Department of the Secretary of State). ATTACHMENT 20 (FEE) included? ☑ Yes ☑ Yes ☑ Yes ☐ No. 21. Does applicant intend to cover multiple individuals with single license? If YES, ATTACH list containing names and street addresses for ALL officers, employees, and agents of the applicant, as well as all other individuals contracted to work under applicant's direction. ATTACHMENT 21 included?: 22. Applicant's signature: I do hereby swear or affirm that the information furnished in this application and all supplemental forms, reports, documents, and attachments are true and correct to the best of my knowledge under penalty of perjury. ☑ Yes I do further swear or affirm that this applicant meets the requirements of G.S. §131F-2(10) for acquiring and maintaining a North Carolina fund-raising consultant license in that this applicant: a. b. is retained by a charitable organization or sponsor for a fixed fee or rate under a written agreement to plan, manage, conduct, consult, or prepare material for the solicitation of contributions in the State of North Carolina; and does not solicit contributions or employ, procure, or engage any person to solicit contributions; and C. does not at any time have custody or control of contributions. Signature: Signer's Name (Print): Patrick Corrigan Signer's Title (Print): Managing Member 23. Notarization: The following is for a notary public to place you under oath and then notarize YOUR signature: (County) Rooncke County and State in which oath or affirmation taken (State). • Virginia Sworn to and subscribed before me this the (e.g., 1st): 汁 1 Notary Stamp F Seal do Here ↓ OPHE NOTARY PUBLIC REG. #7659089 MY COMMISSION EXPIRES 11/30/2027 Contact Person Name: Chris Griffith GRIFF OF VIRGINI Day of (e.g., May): March Notary Public's Signature: Notary Public's Name (Pri In the year of (e.g., 2013): Chris L. Griffith Date Notary Public's Commission Expires: OPTIONAL APPLICANT/THIRD PARTY CONTACT INFORMATION 11/30/2027 Contact Person Title: Compliance Specialist 2024 Contact Person Business/Firm Name: Contact Person's Electronic Mail Address: chris@nave-law.com Charles H. Nave, P.C. Contact Person's Telephone Number: (540) 345-8848 Contact Person's Facsimile Number: (540) 301-4926 \\DISKSTATION\share\HotDocs Templates\HotDocs Answers\Fundraisers\CD\230905 CD 2023 Answers.anx